03 Nov
Regulatory Reporting Consultant
Vacancy expired!
- Preparation of daily 15c3-1 daily net capital computation for the client, a US Broker Dealer.
- Compile weekly/monthly capital reports for senior management and other departments.
- Assist with preparing the monthly FOCUS report.
- Strong accounting knowledge in the finance industry to ensure adequacy of underlying accounting records.
- Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
- Support projects related to new regulatory requirements and enhancements to ensure the firm is compliance with regulatory rules.
- Regulatory or Accounting experience in the financial industry
- Knowledge of 15c3-1 & 15c3-3
- Microsoft Excel proficient (Pivot Tables, V-Look ups, Macros)
- Highly proactive, resourceful and collaborative
- Strong attention to detail and ability to identify and resolve complex financial issues
- Excellent interpersonal and communication skills (written and verbal)
- Able to multitask efficiently and effectively
Vacancy expired!