Securities Surveillance Architect
Vacancy expired!
REMOTE START - Qualified applicants must be able to sit onsite in Pittsburgh or NYC pending COVID resolution. Eliassen Group is assisting our large financial client with finding a Securities Surveillance Architect to help them modernize their securities surveillance platform. You will be responsible for architecting the new solution and working with many cross functional teams to implement into production. The Architect will be required to develop and maintain a solid understanding of Firm and Compliance policies and procedures to support the detection of potential policy or regulatory violations and safeguard the Firm by exercising sound judgement and escalating issues appropriately. This individual will also need to understand FINRA securities regulations as well. This is a long-term position so once you've fully implemented this new securities surveillance platform, you'll have the opportunity to move into other groups doing similar work.
Architect/PM - Surveillance- Hands-on experience with Surveillance Technical Platform and Tools - Global Relay, Smarsh, Mimecast,
- Enterprise information Archiving
- Voice transcription and monitoring
- Text monitoring
- eCommunication monitoring (email, social media, text) and archiving
- Natural language/lexicon based analysis
- Analytics
- AI/Machine Learning
- Familiarity with Surveillance Processes
- Policy modeling
- Communication monitoring
- Alerting
- Alert management
- Case management
- Media storage
Vacancy expired!