04 Nov
Securities Surveillance Architect
Pennsylvania, Pittsburgh , 15219 Pittsburgh USA

REMOTE START - Qualified applicants must be able to sit onsite in Pittsburgh or NYC pending COVID resolution. Eliassen Group is assisting our large financial client with finding a Securities Surveillance Architect to help them modernize their securities surveillance platform. You will be responsible for architecting the new solution and working with many cross functional teams to implement into production. The Architect will be required to develop and maintain a solid understanding of Firm and Compliance policies and procedures to support the detection of potential policy or regulatory violations and safeguard the Firm by exercising sound judgement and escalating issues appropriately. This individual will also need to understand FINRA securities regulations as well. This is a long-term position so once you've fully implemented this new securities surveillance platform, you'll have the opportunity to move into other groups doing similar work.

Architect/PM - Surveillance
  • Hands-on experience with Surveillance Technical Platform and Tools - Global Relay, Smarsh, Mimecast,
    • Enterprise information Archiving
    • Voice transcription and monitoring
    • Text monitoring
    • eCommunication monitoring (email, social media, text) and archiving
    • Natural language/lexicon based analysis
    • Analytics
    • AI/Machine Learning
  • Familiarity with Surveillance Processes
    • Policy modeling
    • Communication monitoring
    • Alerting
    • Alert management
    • Case management
    • Media storage
Job ID: 354948

About Eliassen Group:Eliassen Group provides strategic consulting and talent solutions to drive our clients' innovation and business results. Our purpose is to positively impact the lives of our employees, clients, consultants, and the communities in which we operate. Leveraging over 30 years of success, our expertise in talent solutions, life sciences consulting, Agile consulting, cloud services, risk management, business optimization, and managed services enables us to partner with our clients to execute their business strategy and scale effectively. Headquartered in Reading, MA, and with offices from coast to coast, Eliassen Group offers local community presence and deep networks, as well as national reach.Eliassen Group is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Don't miss out on our referral program! If we hire a candidate that you refer us to then you can be eligible for a

$1,000 referral check!

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