AML Investigator II, TMO Auto Fraud

Plano 2 (31062), United States of America, Plano, TexasAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.AML Investigator II, TMO Auto FraudSummary:The qualified candidate will support various Anti-Money Laundering (AML) processes, which might include suspicious activity investigations and reporting, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The candidate will work closely management to ensure critical functions are fulfilled timely and accurately.Responsibilities:

Review system generated alerts to assess presence of illicit activity that may require reporting based on Bank Secrecy Act (BSA)/AML requirements, conduct research as required, and document detailed results in written format.

Write suspicious activity reports, files Currency Transaction Reports (CTR's), address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations

Escalate issues as appropriate for advanced investigation and analysis

Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.)

Validate quality of draft Suspicious Activity Reports via FinCEN Software for various business units (AML Operations, Auto Lending, Savings, Information Security)

Autonomy and Supervisory Responsibilities:Level of Supervision: Occasional supervision requiredStructure Level: Structures occasional tasks independentlyTypically Reports to: Sr. InvestigatorManagement of Others: NoBasic Qualifications-High school diploma, GED, or equivalent experience-At least one year of Microsoft Office experiencePreferred Qualifications-Bachelor's degree in Criminal Justice, or Bachelor's degree in Fraud Prevention, or Bachelor's Degree in Homeland Security-2 years work experience in an Anti-Money Laundering capacity-2 years work experience in the financial services industryAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.