24 Nov
Compliance Officer
Texas, Plano , 75023 Plano USA

Vacancy expired!

Job DescriptionImportant Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as 'Personal Cell' or 'Cellular' in the contact information of your application.At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.Responsible for monitoring to assure compliance with federal, state, agency, legal and regulatory requirements. Works with senior compliance and business management to identify, formulate and implement compliance risk policies, procedures and controls for the respective business and/or functional area. Provides compliance risk expertise to business projects and initiatives. Represents assigned area on all compliance risk matters requiring review and approval by senior management.Specific responsibilities may include, but are not limited to:Provide subject matter expertise, advice, credible challenge and oversight of compliance matters for WFHL Mortgage Servicing activities

Ensure consistent implementation and execution of regulatory requirements and policy requirements across WFHL Mortgage Servicing activities

Work directly with front line on compliance issues, including root cause analysis, corrective actions and commitment to customer initiatives

Ensure consistent oversight and participation in new business initiative activities including risk reviews, credible challenge and recommendations

Conduct business process reviews, provide compliance reviews, feedback and approval for marketing materials, collateral and compliance disclosures

Facilitate enterprise policy review and feedback gathering as well as policy implementation activities across WFHL Performing Servicing activities and provide advice and counsel for WFHL Performing Servicing leadership

Work with the front line business control teams on the development of controls to satisfy regulatory or compliance policy requirements

Keep abreast of consumer complaints to determine impact to the organization, identifying negative trends and recommending specific courses of action to address

Evaluate Enterprise Testing efforts to provide feedback and input into testing scope, conclusions and validation results

Direct participation on WFAS Audit engagements and regulatory compliance examinations assess corrective action plans to ensure they address root causes and result in sustainable control enhancements

Support the timely closure of required action plans and ensure timely escalations of issues as needed

Develop and maintain effective relationships within the front line control executive teams and independent risk management partners

Please note that posting duration may be shortened based on job seeker volume.Required Qualifications7+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 7+ years of financial services industry experience, of which 5+ years must include direct experience in risk management

Desired QualificationsKnowledge and understanding of home lending or consumer lending

Experience leading regulatory and compliance projects

Ability to develop partnerships and collaborate with other business and functional areas

Excellent verbal, written, and interpersonal communication skills

Banking finance experience

Other Desired QualificationsExperience with formal action plans, issue management and/or compliance oversight

Experience working with regulators

Salary InformationThe salary range displayed below is based on a Full-time 40 hour a week schedule.NC-Charlotte: Min: $110,600 Mid: $158,000NC-Charlotte: Min: $110,600 Mid: $158,000NC-Charlotte: Min: $110,600 Mid: $158,000NC-Charlotte: Min: $110,600 Mid: $158,000SC-Fort Mill: Min: $110,600 Mid: $158,000TX-DAL-Downtown Dallas: Min: $110,600 Mid: $158,000TX-Irving: Min: $110,600 Mid: $158,000TX-Plano: Min: $110,600 Mid: $158,000IA-Des Moines: Min: $110,600 Mid: $158,000IA-West Des Moines: Min: $110,600 Mid: $158,000MN-Minneapolis: Min: $110,600 Mid: $158,000MN-Minneapolis: Min: $110,600 Mid: $158,000MN-Saint Louis Park: Min: $110,600 Mid: $158,000NY-New York: Min: $132,700 Mid: $189,600NJ-Summit: Min: $132,700 Mid: $189,600AZ-PHX-Central Phoenix: Min: $110,600 Mid: $158,000AZ-PHX-Northwest Phoenix: Min: $110,600 Mid: $158,000AZ-Chandler: Min: $110,600 Mid: $158,000MO-Saint Louis: Min: $110,600 Mid: $158,000Street AddressNC-Charlotte: 301 S College St - Charlotte, NCNC-Charlotte: 128 South Tryon Street - Charlotte, NCNC-Charlotte: 401 S Tryon St - Charlotte, NCNC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NCSC-Fort Mill: 3480 State View Blvd - Fort Mill, SCTX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TXTX-Irving: 250 E John Carpenter Freeway - Irving, TXTX-Plano: 4975 Preston Park Blvd - Plano, TXIA-Des Moines: 206 8th St - DES MOINES, IAIA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IAMN-Minneapolis: 600 S 4th St - Minneapolis, MNMN-Minneapolis: 2701 Wells Fargo Way - Minneapolis, MNMN-Saint Louis Park: 435 Ford Rd - Saint Louis Park, MNNY-New York: 150 E 42nd St - New York, NYNJ-Summit: 190 River Rd - Summit, NJAZ-PHX-Central Phoenix: 100 W Washington St - Phoenix, AZAZ-PHX-Northwest Phoenix: 2222 W Rose Garden Ln - Phoenix, AZAZ-Chandler: 2700 S Price Rd - Chandler, AZMO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MODisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.Company: Wells FargoReq Number: 5557231-12Updated: 2020-11-24 22:48:45.943 UTCLocation: Plano,TX

Vacancy expired!


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