15 Jan
Compliance Officer/Analyst
Vacancy expired!
Duration: 6+ months
“An ideal candidate will have some degree of trading compliance Rule coding experience in CRD/Sentinel/Aladdin or any similar in-house application. Or, worked on IT side of trading compliance business, and have a good understanding of rule coding and allied data.” Role Description- 10 years' experience of Trading Compliance rule coding.
- Knowledge of capital markets & financial instruments – Equities, Derivatives, Fixed Income, FX.
- Understanding of Investment Banking and Asset Management – Front, Middle & Back Office functions.
- Asset management experience of Trading Compliance rule coding & testing is strongly preferred, but other experience within Asset Management industry is acceptable
- Financial industry knowledge within investments and distribution highly desired (i.e., understanding of investment process, capital markets, fixed income, equities
- Experience with implementation and/or the support of an order management and trading compliance platform like Charles River Development CRIMS, Fidessa Sentinel, Aladdin.
- Good understanding of data points used in front office applications.
- Should be a strong team player
- Excellent communication skills - written & verbal. Should be able to create good documentation and correspond on functionalities & issues concisely. Should be able to articulate well during discussions.
- Should be able to work with tight deadlines
- Confident of interacting with business users and various stakeholders.
- Skilled at using MS Excel, Word, PowerPoint & Visio.
- MBA / CFA or equivalent
Vacancy expired!