19 Jan
Compliance Officer/Analyst
Massachusetts, Boston , 02108 Boston USA

Vacancy expired!

Duration: 6+ months

“An ideal candidate will have some degree of trading compliance Rule coding experience in CRD/Sentinel/Aladdin or any similar in-house application. Or, worked on IT side of trading compliance business, and have a good understanding of rule coding and allied data.”

Role Description
  • 10 years' experience of Trading Compliance rule coding.
  • Knowledge of capital markets & financial instruments – Equities, Derivatives, Fixed Income, FX.
  • Understanding of Investment Banking and Asset Management – Front, Middle & Back Office functions.
  • Asset management experience of Trading Compliance rule coding & testing is strongly preferred, but other experience within Asset Management industry is acceptable
  • Financial industry knowledge within investments and distribution highly desired (i.e., understanding of investment process, capital markets, fixed income, equities
  • Experience with implementation and/or the support of an order management and trading compliance platform like Charles River Development CRIMS, Fidessa Sentinel, Aladdin.

Responsibilities
  • Good understanding of data points used in front office applications.
  • Should be a strong team player
  • Excellent communication skills - written & verbal. Should be able to create good documentation and correspond on functionalities & issues concisely. Should be able to articulate well during discussions.
  • Should be able to work with tight deadlines
  • Confident of interacting with business users and various stakeholders.
  • Skilled at using MS Excel, Word, PowerPoint & Visio.

Educational Qualification
  • MBA / CFA or equivalent

Vacancy expired!


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