22 Jan
AML Analyst 1
North Carolina, Raleigh / durham / CH , 27601 Raleigh / durham / CH USA

Vacancy expired!

Our client, one of the top US investment banks, offering securities underwriting and trading, mergers and acquisitions advice, research, private equity investment, and risk management products, is seeking an AML Analyst 1

Location: Raleigh, NC

Position Type: Contract

Job Summary: The GM Client Lifecycle KYC Diligence exists to help protect Sales from regulatory risk. The KYC group helps with the identification of financial crime related risks and adherence with requirements set out by the US and UK regulators in relation to new and existing clients. The group works very closely with Global Client Onboarding (COB), which moves clients from "prospect" to "customer" in the shortest possible time. GMCI provides mentorship and advice to COB around KYC requirements and financial crime issues liaising with the second line of defense FCC teams.

Responsibilities: -You will verify the identity of prospective new clients across the Global Markets division. -Your verification should be in accordance with local regulatory and client policies and procedures. -KYC analysts verify that Sanctions, PEP and Adverse Media/Negative News screening has taken place using appropriate systems. -You will be committed to ensure that clients are correctly classified as prescribed by CS Policy and Regulatory expectations. -You will provide training on KYC/AML to Colleagues and other Departments as required.

Qualifications, Skills and Certifications: -Deep knowledge of US, UK or EU regulatory environment and general AML and KYC principles (Preferable). -Good Excel and PowerPoint skills. -Good Interpersonal and strong communication skills. -Bilingual speaking proficiency in Spanish/English

Vacancy expired!


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