25 Jan
Delaware,
Newcastle
, 19720
Newcastle
USA
Vacancy expired!
Our client, a leading global financial services company, has approximately 200 million customer accounts and does business in more than 140 countries. They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Description:This role is a contractor role within the Capital Markets Client Loan Operations group to assist with key control related initiatives and projects. This is an important role, reflecting the increasing criticality of strong risk and control focus within a large global organization.This is a VP level role. Currently remote but will be onsite when it is business as usual. Contract with a right-to-hire. Job Background/context:The group is responsible for providing authoritative sources of reference data to our clients across the Institutional Client Services organization, through implementing state of the art technologies which promote the collection, storage, analysis, and distribution of product, pricing, account and corporate action data. The Client organization works in partnership with data clients across all Client business lines, deploying solutions to increase their competitiveness, through restructuring business processes, simplifying information access, and providing business intelligence around critical data Key Responsibilities:This role is for Loan Operations control in North America and will perform the following:- Project manage a list of corrective action plans (CAPs) to resolve open control issues- Collate documentation and evidence to satisfy audit requirements for control issue resolution- Assist in procedure documentation for new control processes implemented as a result of the CAPs.- Track open CAPs and report on status weekly for Loans OCC commitments- Analyse near miss and issues identified for root cause and assist in design of soliution- Assist in planning for internal audit reviews, including collation and review of documentation/ deliverables- Assist in self-identification of control issues or review of high risk processes and standard controls.- Co-ordinate control metrics and reporting to demonstrate governance and oversight for the NAM loans function. Knowledge/Experience:- Knowledge of risk and controls gained through previous roles.- Understanding of loans operations processes- Experience of an operations environment and awareness of the related risks a must.- Ability to perform reviews or processes and identify issues/ gaps.- Internal Audit, Compliance Assurance or Controls experience is preferred.Skills:- Ability to manage control practices demonstrating a risk-based approach- Exhibit strong written and verbal communication skills.- Possess the ability to work with various levels of management and build and maintain effective working relationships- Strong influence/negotiation skills.- Able to interact with Auditors, Compliance and Independent Controls Groups as required.- Ability to proficiently use MS Office products, particularly Excel and powerpoint Qualifications:- A business related degree would be advantageous, however less relevant than extensive 'in situ' experience- Further risk related qualifications would be beneficial- Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience. Competencies:- Excellent communication (written and verbal).- Planning and organising.- Ability to work to tight deadlines as part of a team.- Can make decision quickly.- Willing to be involved in all aspects of a task.- Exhibit good attention to detail while focused on delivery.- Ability to work on several initiatives concurrently and cope with changes in priorities. 147693 Please see our complete list of jobs at: www.rmscorp.com
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