10 Jun
FCIU Director
Vacancy expired!
- Act as the liaison between the Firm and various law enforcement agencies
- Coordinate efforts between the FCIU and all other functions within the Firm
- Coordinate global initiatives and projects with all their FCIU teams globally
- Conducts ad hoc reviews in order to ensure quality of disposition of cases
- Assist with the team deliverables and set timescales to agreed minimum standards and ensuring adherence to regulatory/ audit requirements
- Promote continuous analysis by interpreting relevant industry regulations and their Compliance policies to ensure controls are appropriately implemented and monitored for compliance
- Continuously monitor process stability and escalate to senior management any current or future risks
- Perform oversight functions and work with investigators who require more frequent corrections
- Work closely with Team Leads to ensure that the work is prioritized based on staffing and capacity
- Monitor and escalate aging issues and unresolved disputes and identify and escalate open issues that represent risk
- Provide training and guidance to the entire team and participate in departmental projects and initiatives
- Keep abreast of new rules, regulations and reputation risks to develop implement and revise current policies and procedures
- Oversee special projects and assist as needed
- Understand business and regulatory requirements and ensure functions are being performed in those requirements
- Prepare MIS and other reports for senior management as required.
- Experience as an AML Manager in an FCI/Transaction Monitoring capacity 7+ years’ experience
- 10 + years AML investigations experience
- Strong interpersonal skills
- Experience in providing guidance
- Significant experience in Correspondent Banking and Asset Management businesses is preferred
- Advanced knowledge of Microsoft Word, Excel, PowerPoint and Access
- Advanced knowledge of effective internet search techniques
- Experience with KYC, Due Diligence, and AML
- Experienced with Mantas, Norkom and Actimize is preferred
- Ability to identify, escalate and communicate issues to senior management in an effective and succinct manner
- Excellent writing and communication skills
- Excellent analytical, judgment, and research skills
- Strong attention to detail and the ability to multitask
- Bachelor’s degree or equivalent, Master’s or JD preferred
- Ability to lead a team of professionals by goal setting and driving completion of assigned tasks
- Effective decision making skills and strong problem solving skills
- Strong knowledge of AML laws (USA PATRIOT Act), Regulations (Fed, SEC, FINRA) and their application to the supported products/business lines.
- ACAMS certification is a plus
Vacancy expired!