Senior Auditor

Description We are offering a contract employment opportunity for a detail-oriented Sr. Auditor in the Financial Services industry. This position is (hybrid) based in the Monterey Park, California area. The Sr. Auditor will be responsible for leading and performing Financial, Operational, Compliance & SOX Audits under the direction of internal audit management. This role also involves project planning, execution, reporting, and the development of audit staff.Responsibilities: Lead the execution of Financial, Operational, and Compliance (BSA/AML) audit process from start to finish using a risk-based approach. Recommend internal control improvements including operational enhancements or efficiencies and prepare audit reports. Review work performed by other team members where applicable and provide guidance to ensure conclusions are properly supported and work product meets department guidelines. Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management in a timely manner. Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices. Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the company including ITGC. Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the company and industry. Develop the audit staff by performing effective work paper review, preparing constructive interim and annual performance evaluations, and providing training opportunities. May participate in various key management committees, acting in an advisory capacity. Identify opportunities for, and participate in approved special projects, investigations or other significant business issues.Requirements Minimum of 4 years of experience in the financial services industry, specifically in an auditing role Proficient in performing SOX - Sarbanes-Oxley audits Demonstrated experience in conducting Operational Audits Proven track record in executing Compliance Audits Skilled in performing Financial Audits Bachelor's degree in Finance, Accounting, or a related field is required Certified Internal Auditor (CIA), CISA or Certified Public Accountant (CPA) certification is preferred Excellent written and verbal communication skills Strong analytical, problem-solving, and decision-making abilities Proficient in using auditing software and Microsoft Office Suite Ability to work independently as well as part of a team High ethical standards and professionalism, with a commitment to confidentiality.Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more.All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.© 2024 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https:///www.roberthalf.com/us/en/terms) .